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May 20

Mifid

MiFID II: The obligations, the challenges and looking ahead post implementation mifid.

فيديو mifid



David is a Director at Societe Generale, working in the Operations Regulatory Reporting Team as an SME, and has 21 years’ experience in regulatory and asset management operations. He is involved in MiFID and EMIR regulatory reporting and other non-financial regulatory reporting including Dodd-Frank, Canada, REMIT, as well as new regulations such as MiFID2/MiFIR and SFTR. David's current role is also focused on various regulatory referential data initiatives such as counterparty and product referential data.

Trax is also developing its future Approved Publication Arrangement (APA) offering to ensure it meets the needs of its user community.

(d) where the firm has only one proprietor, he must make provision for the protection of investors in the event of the firm's cessation of business following his death, his incapacity or any other such event.



مزيد من المعلومات حول mifid

This webinar has passed, but you can view the recording by registering here.

Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of new reporting obligations. The data and data management challenges of reporting include an increase in instruments that must be reported and the addition of several new fields to transaction reports. The Legal Entity Identifier (LEI) is also mandated for use in reporting.

Join the webinar to find out about:

Speakers:

Moderator: Sarah Underwood, Editor, A-Team Group

More About Our Speakers:

Chad Giussani Head, Compliance, Operations FM Standard Chartered Bank

Chad leads the Compliance, Operations FM function at Standard Chartered bank that includes global trade and transaction reporting obligations. Recently his duties have broadened to include central bank prudential reporting and the EU Securities Financing Transactions Regulation and other EMIR obligations including portfolio compression and reconciliation, timely confirmations, mandatory clearing and margin reform. He has been involved with regulatory reporting since 2006 from the introduction of MiFID through to Dodd-Frank, EMIR and many other G20 risk reporting requirements.

David Masters Referential Data Coordinator Societe Generale

David is a Director at Societe Generale, working in the Operations Regulatory Reporting Team as an SME, and has 21 years’ experience in regulatory and asset management operations. He is involved in MiFID and EMIR regulatory reporting and other non-financial regulatory reporting including Dodd-Frank, Canada, REMIT, as well as new regulations such as MiFID2/MiFIR and SFTR. David's current role is also focused on various regulatory referential data initiatives such as counterparty and product referential data.

Source: http://resource.datamanagementreview.com/webinar-recording-mifid-ii-mar2017


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